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Trading room
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#	Item
261	UBS Financial Services Inc. of Puerto Rico Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-01 15:11:05 Investment banks Tax evasion UBS Closed-end fund Trading room Private equity secondary market Investment Financial economics Finance
262	18 of 19 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca, Inc. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 14:39:12** Investment Broker-dealer Floor broker Futures contract Margin Trading room Order Net capital rule Financial markets Financial economics Finance
263	Rules Notice Technical UMIR Contact: Deanna Dobrowsky Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-15 10:01:05 Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Market Trading room Financial economics Finance Economics
264	Rules Notice Technical Dealer Member Rules Please distribute internally to: Credit Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-05 14:21:05 Financial markets Financial risk Exchange-traded fund Funds Futures contract Inverse exchange-traded fund Trading room Tracking error Financial economics Investment Finance
265	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-10 09:55:11 Business Financial regulation Short selling United States Securities and Exchange Commission United States securities law Trading room Short Securities Exchange Act Financial economics Finance Financial markets
266	Rules Notice Technical Dealer Member Rules Contact: Bruce Grossman Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 17:21:03 Financial markets Financial risk Exchange-traded fund Funds Futures contract Inverse exchange-traded fund Trading room Tracking error Financial economics Investment Finance
267	Rules Notice Technical Dealer Member Rules Please distribute internally to: Credit Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-08 09:06:04 Financial markets Financial risk Exchange-traded fund Funds Futures contract Inverse exchange-traded fund Trading room Tracking error Financial economics Investment Finance
268	Microsoft Word - V12-043 From OMS to EMS and Beyond Add to Reading List Source URL: www.bloomberg.com Language: English - Date: 2014-08-29 10:15:06 Business Execution management system Trading room Same-day affirmation ICMA Short Order management system Finance Financial markets Financial economics
269	TRADING OF CANADIAN LISTED SECURITIES – Add to Reading List Source URL: salmanpartners.com Language: English - Date: 2012-09-28 12:59:39 Financial markets Stock market Order Financial regulation Trading room Futures contract Marketplace Best execution Financial economics Finance Investment
270	Rules Notice Guidance Note UMIR Contact: Naomi Solomon Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-14 14:05:04 Investment Universal Market Integrity Rules High-frequency trading Algorithmic trading Dark liquidity Trading strategy Investment Industry Regulatory Organization of Canada Trading room Financial markets Financial economics Finance

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